Cortexyme, Inc.
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(Name of Issuer)
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Common Stock, par value $0.001
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(Title of Class of Securities)
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22053A 107
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(CUSIP Number)
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February 10, 2020
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.
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22053A 107
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1
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NAMES OF REPORTING PERSONS
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David A. Lamond
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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1,955,165
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6
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SHARED VOTING POWER
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‑ 0 ‑
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7
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SOLE DISPOSITIVE POWER
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1,955,165
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8
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SHARED DISPOSITIVE POWER
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‑ 0 ‑
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,955,165
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1 (a). |
Name of Issuer:
Cortexyme, Inc.
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(b). |
Address of Issuer's Principal Executive Offices:
269 East Grand Avenue, South San Francisco, CA 94080
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Item 2 (a). |
Name of Person Filing:
David A. Lamond
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(b). |
Address of Principal Business Office or, if none, Residence:
269 East Grand Avenue, South San Francisco, CA 94080
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(c). |
Citizenship:
United States of America
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(d). |
Title of Class of Securities:
Common Stock, par value $0.001
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(e). |
CUSIP Number:
22053A 107
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Item 3. | If This Statement Is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is a: |
(a) | ☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
(b) | ☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | ☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | ☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | ☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | ☐ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | ☐ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
(k) | ☐ Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Not Applicable |
Item 4. | Ownership. |
(a) |
Amount beneficially owned:
1,955,165 shares of common stock. This amount includes: (i) 301,829 shares of common stock held of record by David A. Lamond and (ii) 1,653,336 shares of common stock held of record by Blue Devil Trust dated 12/03/2010. Mr.
Lamond is the trustee of Blue Devil Trust 12/03/2010 and holds sole voting and dispositive power with respect to the shares held of record by Blue Devil Trust dated 12/03/2010.
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(b) |
Percent of class:
The common stock represents approximately 6.7% of the Issuer’s common stock, based on 29,396,644 issued and outstanding shares of common stock of the Issuer as of February 10, 2020.
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(c) | Number of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote: 1,955,165
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(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 1,955,165 |
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5. |
Ownership of Five Percent or Less of a Class.
Not applicable.
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
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Item 8. |
Identification and Classification of Members of the Group.
Not applicable.
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Item 9. |
Notice of Dissolution of Group.
Not applicable.
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Item 10.
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Certifications.
(a) Not applicable.
(b) Not applicable.
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DAVID A. LAMOND
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February 11, 2020
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Date
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/s/ David A. Lamond
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Signature
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